0
Apache POI
2020-02-26T20:54:28Z
2022-10-13T13:23:21Z
0x010100EF999F2E15487143B27CFA8699E17049
Equity Services, Inc. - Held NMS Stocks and Options Order Routing Public Report
|
Generated on Thu Oct 06 2022 06:39:19 GMT-4 EDT
|
3rd Quarter, 2022
|
July 2022
|
|
___________________________________________________________________________________________________
|
S&P 500 Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
1361
|
100
|
1256
|
92.290000000000006
|
24
|
1.76
|
69
|
5.0700000000000003
|
12
|
0.88
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
|
Citadel Securities LLC(CDRG)
|
461
|
29.440000000000001
|
428
|
34.079999999999998
|
10
|
37.039999999999999
|
19
|
7.0099999999999998
|
4
|
33.329999999999998
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
G1 Execution Services, LLC(ETMM)
|
310
|
19.800000000000001
|
297
|
23.649999999999999
|
5
|
18.52
|
8
|
2.9500000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
VIRTU Americas, LLC(NITE)
|
274
|
17.5
|
253
|
20.140000000000001
|
5
|
18.52
|
9
|
3.3199999999999998
|
7
|
58.329999999999998
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Jane Street Capital, LLC(JNST)
|
258
|
16.48
|
251
|
19.98
|
4
|
14.810000000000001
|
3
|
1.1100000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NASDAQ Execution Services, LLC(NSDQ)
|
142
|
9.0700000000000003
|
0
|
0
|
3
|
11.109999999999999
|
139
|
51.289999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
New York Stock Exchange(NYSE)
|
80
|
5.1100000000000003
|
0
|
0
|
0
|
0
|
80
|
29.52
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Two Sigma Securities, LLC(SOHO)
|
17
|
1.0900000000000001
|
17
|
1.3500000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Cboe EDGX US Equities Exchange(EDGX)
|
11
|
0.69999999999999996
|
0
|
0
|
0
|
0
|
11
|
4.0599999999999996
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
UBS Securities, LLC(UBSS)
|
11
|
0.69999999999999996
|
10
|
0.80000000000000004
|
0
|
0
|
0
|
0
|
1
|
8.3300000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Members Exchange(MEMX)
|
2
|
0.13
|
0
|
0
|
0
|
0
|
2
|
0.73999999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
|
July 2022
|
|
___________________________________________________________________________________________________
|
Non S&P 500 Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
4207
|
100
|
4060
|
96.510000000000005
|
19
|
0.45000000000000001
|
115
|
2.73
|
13
|
0.31
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
1444
|
31.379999999999999
|
1417
|
34.899999999999999
|
4
|
25
|
16
|
3.1699999999999999
|
7
|
31.82
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
G1 Execution Services, LLC(ETMM)
|
996
|
21.640000000000001
|
989
|
24.359999999999999
|
4
|
25
|
3
|
0.59999999999999998
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
VIRTU Americas, LLC(NITE)
|
877
|
19.059999999999999
|
859
|
21.16
|
3
|
18.75
|
9
|
1.79
|
6
|
27.27
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Jane Street Capital, LLC(JNST)
|
741
|
16.100000000000001
|
733
|
18.050000000000001
|
3
|
18.75
|
5
|
0.98999999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NASDAQ Execution Services, LLC(NSDQ)
|
166
|
3.6099999999999999
|
0
|
0
|
1
|
6.25
|
165
|
32.740000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NYSE Arca(ARCA)
|
108
|
2.3500000000000001
|
0
|
0
|
0
|
0
|
108
|
21.43
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
New York Stock Exchange(NYSE)
|
98
|
2.1299999999999999
|
0
|
0
|
0
|
0
|
98
|
19.440000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Cboe EDGX US Equities Exchange(EDGX)
|
54
|
1.1699999999999999
|
0
|
0
|
0
|
0
|
54
|
10.710000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Two Sigma Securities, LLC(SOHO)
|
37
|
0.80000000000000004
|
36
|
0.89000000000000001
|
1
|
6.25
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Members Exchange(MEMX)
|
26
|
0.56000000000000005
|
0
|
0
|
0
|
0
|
26
|
5.1600000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
July 2022
|
|
___________________________________________________________________________________________________
|
Option Contracts
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
35
|
100
|
9
|
25.710000000000001
|
0
|
0
|
26
|
74.290000000000006
|
0
|
0
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
15
|
42.859999999999999
|
3
|
33.329999999999998
|
0
|
0
|
12
|
46.149999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Wolverine Execution Services LLC(WEXX)
|
7
|
20
|
0
|
0
|
0
|
0
|
7
|
26.920000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Dash Financial Technologies LLC(DASH)
|
5
|
14.289999999999999
|
2
|
22.219999999999999
|
0
|
0
|
3
|
11.539999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Susquehanna Capital Group(SUSQ)
|
5
|
14.289999999999999
|
4
|
44.439999999999998
|
0
|
0
|
1
|
3.8500000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Morgan Stanley & Company LLC(MSCO)
|
3
|
8.5700000000000003
|
0
|
0
|
0
|
0
|
3
|
11.539999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
|
August 2022
|
|
___________________________________________________________________________________________________
|
S&P 500 Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
1390
|
100
|
1194
|
85.900000000000006
|
28
|
2.0099999999999998
|
160
|
11.51
|
8
|
0.57999999999999996
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
476
|
25.390000000000001
|
427
|
35.789999999999999
|
7
|
24.140000000000001
|
40
|
6.2199999999999998
|
2
|
20
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
VIRTU Americas, LLC(NITE)
|
339
|
18.079999999999998
|
313
|
26.239999999999998
|
7
|
24.140000000000001
|
14
|
2.1800000000000002
|
5
|
50
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NASDAQ Execution Services, LLC(NSDQ)
|
325
|
17.329999999999998
|
0
|
0
|
7
|
24.140000000000001
|
318
|
49.460000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
G1 Execution Services, LLC(ETMM)
|
313
|
16.690000000000001
|
282
|
23.640000000000001
|
6
|
20.690000000000001
|
24
|
3.73
|
1
|
10
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
New York Stock Exchange(NYSE)
|
205
|
10.93
|
0
|
0
|
1
|
3.4500000000000002
|
204
|
31.73
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Jane Street Capital, LLC(JNST)
|
179
|
9.5500000000000007
|
160
|
13.41
|
1
|
3.4500000000000002
|
18
|
2.7999999999999998
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Cboe EDGX US Equities Exchange(EDGX)
|
19
|
1.01
|
0
|
0
|
0
|
0
|
19
|
2.9500000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Two Sigma Securities, LLC(SOHO)
|
9
|
0.47999999999999998
|
7
|
0.58999999999999997
|
0
|
0
|
2
|
0.31
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Members Exchange(MEMX)
|
4
|
0.20999999999999999
|
0
|
0
|
0
|
0
|
4
|
0.62
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
UBS Securities, LLC(UBSS)
|
4
|
0.20999999999999999
|
4
|
0.34000000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
|
August 2022
|
|
___________________________________________________________________________________________________
|
Non S&P 500 Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
5265
|
100
|
4873
|
92.549999999999997
|
43
|
0.81999999999999995
|
332
|
6.3099999999999996
|
17
|
0.32000000000000001
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
1938
|
30.710000000000001
|
1835
|
37.649999999999999
|
14
|
30.43
|
79
|
5.8099999999999996
|
10
|
32.259999999999998
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
G1 Execution Services, LLC(ETMM)
|
1235
|
19.57
|
1214
|
24.91
|
3
|
6.5199999999999996
|
18
|
1.3200000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
VIRTU Americas, LLC(NITE)
|
1143
|
18.109999999999999
|
1112
|
22.809999999999999
|
8
|
17.390000000000001
|
17
|
1.25
|
6
|
19.350000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Jane Street Capital, LLC(JNST)
|
660
|
10.460000000000001
|
640
|
13.130000000000001
|
6
|
13.039999999999999
|
14
|
1.03
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NYSE Arca(ARCA)
|
491
|
7.7800000000000002
|
0
|
0
|
6
|
13.039999999999999
|
485
|
35.689999999999998
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NASDAQ Execution Services, LLC(NSDQ)
|
321
|
5.0899999999999999
|
0
|
0
|
5
|
10.869999999999999
|
316
|
23.25
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
New York Stock Exchange(NYSE)
|
165
|
2.6099999999999999
|
0
|
0
|
2
|
4.3499999999999996
|
163
|
11.99
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Cboe EDGX US Equities Exchange(EDGX)
|
162
|
2.5699999999999998
|
0
|
0
|
0
|
0
|
162
|
11.92
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Members Exchange(MEMX)
|
60
|
0.94999999999999996
|
0
|
0
|
0
|
0
|
60
|
4.4199999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Two Sigma Securities, LLC(SOHO)
|
53
|
0.83999999999999997
|
52
|
1.0700000000000001
|
0
|
0
|
1
|
0.070000000000000007
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
August 2022
|
|
___________________________________________________________________________________________________
|
Option Contracts
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
77
|
100
|
11
|
14.289999999999999
|
2
|
2.6000000000000001
|
64
|
83.120000000000005
|
0
|
0
|
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
40
|
51.950000000000003
|
8
|
72.730000000000004
|
2
|
100
|
30
|
46.880000000000003
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Wolverine Execution Services LLC(WEXX)
|
22
|
28.57
|
0
|
0
|
0
|
0
|
22
|
34.380000000000003
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Dash Financial Technologies LLC(DASH)
|
12
|
15.58
|
1
|
9.0899999999999999
|
0
|
0
|
11
|
17.190000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Morgan Stanley & Company LLC(MSCO)
|
2
|
2.6000000000000001
|
1
|
9.0899999999999999
|
0
|
0
|
1
|
1.5600000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Susquehanna Capital Group(SUSQ)
|
1
|
1.3
|
1
|
9.0899999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
September 2022
|
___________________________________________________________________________________________________
|
S&P 500 Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
1534
|
100
|
1359
|
88.590000000000003
|
37
|
2.4100000000000001
|
131
|
8.5399999999999991
|
7
|
0.46000000000000002
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
547
|
28.5
|
501
|
35.810000000000002
|
10
|
25
|
35
|
7.4199999999999999
|
1
|
12.5
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
VIRTU Americas, LLC(NITE)
|
404
|
21.050000000000001
|
368
|
26.300000000000001
|
10
|
25
|
21
|
4.4500000000000002
|
5
|
62.5
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
G1 Execution Services, LLC(ETMM)
|
388
|
20.219999999999999
|
357
|
25.52
|
11
|
27.5
|
20
|
4.2400000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NASDAQ Execution Services, LLC(NSDQ)
|
244
|
12.710000000000001
|
0
|
0
|
4
|
10
|
240
|
50.850000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Jane Street Capital, LLC(JNST)
|
167
|
8.6999999999999993
|
151
|
10.789999999999999
|
2
|
5
|
14
|
2.9700000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
New York Stock Exchange(NYSE)
|
121
|
6.3099999999999996
|
0
|
0
|
3
|
7.5
|
118
|
25
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Cboe EDGX US Equities Exchange(EDGX)
|
15
|
0.78000000000000003
|
0
|
0
|
0
|
0
|
15
|
3.1800000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Two Sigma Securities, LLC(SOHO)
|
15
|
0.78000000000000003
|
14
|
1
|
0
|
0
|
1
|
0.20999999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
UBS Securities, LLC(UBSS)
|
9
|
0.46999999999999997
|
8
|
0.56999999999999995
|
0
|
0
|
0
|
0
|
1
|
12.5
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Members Exchange(MEMX)
|
8
|
0.41999999999999998
|
0
|
0
|
0
|
0
|
8
|
1.69
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
|
September 2022
|
|
___________________________________________________________________________________________________
|
Non S&P 500 Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
3728
|
100
|
3529
|
94.659999999999997
|
21
|
0.56000000000000005
|
170
|
4.5599999999999996
|
8
|
0.20999999999999999
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
1358
|
30.59
|
1307
|
35.560000000000002
|
7
|
28
|
40
|
5.5199999999999996
|
4
|
28.57
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
G1 Execution Services, LLC(ETMM)
|
1043
|
23.5
|
1028
|
27.969999999999999
|
7
|
28
|
8
|
1.1000000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
VIRTU Americas, LLC(NITE)
|
876
|
19.73
|
859
|
23.370000000000001
|
3
|
12
|
11
|
1.52
|
3
|
21.43
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Jane Street Capital, LLC(JNST)
|
441
|
9.9299999999999997
|
430
|
11.699999999999999
|
4
|
16
|
7
|
0.96999999999999997
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NYSE Arca(ARCA)
|
211
|
4.75
|
0
|
0
|
1
|
4
|
210
|
28.969999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
NASDAQ Execution Services, LLC(NSDQ)
|
200
|
4.5099999999999998
|
0
|
0
|
0
|
0
|
200
|
27.59
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
New York Stock Exchange(NYSE)
|
100
|
2.25
|
0
|
0
|
3
|
12
|
97
|
13.380000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Cboe EDGX US Equities Exchange(EDGX)
|
89
|
2
|
0
|
0
|
0
|
0
|
89
|
12.279999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Members Exchange(MEMX)
|
35
|
0.79000000000000004
|
0
|
0
|
0
|
0
|
35
|
4.8300000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Two Sigma Securities, LLC(SOHO)
|
31
|
0.69999999999999996
|
30
|
0.81999999999999995
|
0
|
0
|
1
|
0.14000000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects:
|
September 2022
|
|
___________________________________________________________________________________________________
|
Option Contracts
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary
|
Total Non-Directed Orders
|
Non-Directed Orders as % of All Orders
|
Total Market Orders
|
Market Orders as % of Non-Directed Orders
|
Total Marketable Limit Orders
|
Marketable Limit Orders as % of Non-Directed Orders
|
Total Non-Marketable Limit Orders
|
Non-Marketable Limit Orders as % of Non-Directed Orders
|
Total Other Orders
|
Other Orders as % of Non-Directed Orders
|
64
|
100
|
14
|
21.879999999999999
|
1
|
1.5600000000000001
|
48
|
75
|
1
|
1.5600000000000001
|
Venues
|
Venue - Non-directed Order Flow
|
Non-Directed Orders
|
Non-Directed Orders(%)
|
Market Orders
|
Market Orders(%)
|
Marketable Limit Orders
|
Marketable Limit Orders(%)
|
Non-Marketable Limit Orders
|
Non-Marketable Limit Orders(%)
|
Other Orders
|
Other Orders(%)
|
Net Payment Paid/Received for Market Orders(USD)
|
Net Payment Paid/Received for Market Orders(cents per hundred shares)
|
Net Payment Paid/Received for Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(USD)
|
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares)
|
Net Payment Paid/Received for Other Orders(USD)
|
Net Payment Paid/Received for Other Orders(cents per hundred shares)
|
Citadel Securities LLC(CDRG)
|
33
|
47.140000000000001
|
7
|
50
|
0
|
0
|
25
|
46.299999999999997
|
1
|
100
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Wolverine Execution Services LLC(WEXX)
|
20
|
28.57
|
0
|
0
|
0
|
0
|
20
|
37.039999999999999
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Dash Financial Technologies LLC(DASH)
|
11
|
15.710000000000001
|
4
|
28.57
|
0
|
0
|
7
|
12.960000000000001
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Morgan Stanley & Company LLC(MSCO)
|
3
|
4.29
|
1
|
7.1399999999999997
|
0
|
0
|
2
|
3.7000000000000002
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
Susquehanna Capital Group(SUSQ)
|
3
|
4.29
|
2
|
14.289999999999999
|
1
|
100
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
0
74
5
1200
1200
191
3
R1C1:R209C19