Apache POI
Coates, Laura
2020-04-07T18:31:49Z
2020-02-26T20:54:28Z
2021-08-05T18:15:15Z
16.00
0x010100EF999F2E15487143B27CFA8699E17049
15525
29040
32767
32767
False
False
Equity Services, Inc. - Held NMS Stocks and Options Order Routing Public Report |
Generated on Fri Jul 09 2021 8:47:16 GMT-4EDT |
2nd Quarter, 2021 |
April 2021 |
|
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
526 |
100 |
465 |
88.4 |
12 |
2.2799999999999998 |
45 |
8.56 |
4 |
0.76 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
|
Citadel Securities LLC(CDRG) |
257 |
40.79 |
235 |
50.54 |
7 |
53.85 |
12 |
8.16 |
3 |
60 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
VIRTU Americas, LLC(NITE) |
122 |
19.37 |
117 |
25.16 |
0 |
0 |
5 |
3.4 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
New York Stock Exchange(NYSE) |
74 |
11.75 |
0 |
0 |
5 |
38.46 |
69 |
46.94 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
JANE STREET CAPITAL, LLC(JNST) |
72 |
11.43 |
68 |
14.62 |
0 |
0 |
4 |
2.72 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
NASDAQ Execution Services, LLC(NSDQ) |
54 |
8.57 |
0 |
0 |
0 |
0 |
54 |
36.729999999999997 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
G1 Execution Services, LLC(ETMM) |
19 |
3.02 |
19 |
4.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Two Sigma Securities, LLC(SOHO) |
17 |
2.7 |
17 |
3.66 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
UBS Securities, LLC(UBSS) |
11 |
1.75 |
9 |
1.94 |
1 |
7.69 |
0 |
0 |
1 |
20 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Cboe EDGX US Equities Exchange(EDGX) |
3 |
0.48 |
0 |
0 |
0 |
0 |
3 |
2.04 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(BLKX) |
1 |
0.16 |
0 |
0 |
0 |
0 |
0 |
0 |
1 |
20 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Material Aspects: |
|
April 2021 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
2830 |
100 |
2710 |
95.76 |
15 |
0.53 |
101 |
3.57 |
4 |
0.14000000000000001 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
1383 |
43.22 |
1348 |
49.76 |
12 |
80 |
22 |
4.74 |
1 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas, LLC(NITE) |
747 |
23.34 |
735 |
27.13 |
0 |
0 |
11 |
2.37 |
1 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
392 |
12.25 |
389 |
14.36 |
0 |
0 |
3 |
0.65 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NYSE Arca(ARCA) |
249 |
7.78 |
5 |
0.18 |
0 |
0 |
244 |
52.59 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
96 |
3 |
91 |
3.36 |
1 |
6.67 |
4 |
0.86 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
76 |
2.38 |
4 |
0.15 |
1 |
6.67 |
71 |
15.3 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
73 |
2.2799999999999998 |
72 |
2.66 |
0 |
0 |
0 |
0 |
1 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
73 |
2.2799999999999998 |
0 |
0 |
0 |
0 |
73 |
15.73 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
68 |
2.13 |
65 |
2.4 |
1 |
6.67 |
1 |
0.22 |
1 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
31 |
0.97 |
0 |
0 |
0 |
0 |
31 |
6.68 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
April 2021 |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
21 |
100 |
12 |
57.14 |
1 |
4.76 |
8 |
38.1 |
0 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
12 |
57.14 |
6 |
50 |
1 |
100 |
5 |
62.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Susquehanna Capital Group(SUSQ) |
6 |
28.57 |
5 |
41.67 |
0 |
0 |
1 |
12.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Wolverine Execution Services LLC(WEXX) |
2 |
9.52 |
0 |
0 |
0 |
0 |
2 |
25 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
1 |
4.76 |
1 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
|
May 2021 |
|
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
676 |
100 |
541 |
80.03 |
18 |
2.66 |
113 |
16.72 |
4 |
0.59 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
315 |
40.130000000000003 |
273 |
50.46 |
6 |
30 |
35 |
15.98 |
1 |
20 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas, LLC(NITE) |
187 |
23.82 |
152 |
28.1 |
9 |
45 |
23 |
10.5 |
3 |
60 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
89 |
11.34 |
0 |
0 |
3 |
15 |
86 |
39.270000000000003 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
88 |
11.21 |
79 |
14.6 |
0 |
0 |
9 |
4.1100000000000003 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
57 |
7.26 |
0 |
0 |
2 |
10 |
55 |
25.11 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
17 |
2.17 |
17 |
3.14 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
13 |
1.66 |
10 |
1.85 |
0 |
0 |
3 |
1.37 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
12 |
1.53 |
10 |
1.85 |
0 |
0 |
2 |
0.91 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
6 |
0.76 |
0 |
0 |
0 |
0 |
6 |
2.74 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(BLKX) |
1 |
0.13 |
0 |
0 |
0 |
0 |
0 |
0 |
1 |
20 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
|
May 2021 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
3064 |
100 |
2820 |
92.04 |
16 |
0.52 |
227 |
7.41 |
1 |
0.03 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
1445 |
38.99 |
1378 |
48.88 |
8 |
34.78 |
58 |
6.78 |
1 |
12.5 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas, LLC(NITE) |
836 |
22.56 |
804 |
28.52 |
5 |
21.74 |
27 |
3.15 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NYSE Arca(ARCA) |
414 |
11.17 |
0 |
0 |
5 |
21.74 |
409 |
47.78 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
402 |
10.85 |
392 |
13.91 |
0 |
0 |
10 |
1.17 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
195 |
5.26 |
0 |
0 |
1 |
4.3499999999999996 |
194 |
22.66 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
99 |
2.67 |
97 |
3.44 |
0 |
0 |
2 |
0.23 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
84 |
2.27 |
80 |
2.84 |
1 |
4.3499999999999996 |
3 |
0.35 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
71 |
1.92 |
68 |
2.41 |
0 |
0 |
3 |
0.35 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
58 |
1.57 |
0 |
0 |
0 |
0 |
58 |
6.78 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX U.S. Equities Exchange(BATS) |
48 |
1.3 |
0 |
0 |
1 |
4.3499999999999996 |
47 |
5.49 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
May 2021 |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
16 |
100 |
11 |
68.75 |
1 |
6.25 |
4 |
25 |
0 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
8 |
44.44 |
5 |
45.45 |
0 |
0 |
3 |
60 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Susquehanna Capital Group(SUSQ) |
8 |
44.44 |
5 |
45.45 |
2 |
100 |
1 |
20 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
1 |
5.56 |
1 |
9.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Wolverine Execution Services LLC(WEXX) |
1 |
5.56 |
0 |
0 |
0 |
0 |
1 |
20 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Material Aspects: |
June 2021 |
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
602 |
100 |
456 |
75.75 |
26 |
4.32 |
120 |
19.93 |
0 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
277 |
34.07 |
224 |
49.12 |
11 |
35.479999999999997 |
42 |
12.88 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas, LLC(NITE) |
164 |
20.170000000000002 |
142 |
31.14 |
3 |
9.68 |
19 |
5.83 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
134 |
16.48 |
0 |
0 |
5 |
16.13 |
129 |
39.57 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
118 |
14.51 |
0 |
0 |
8 |
25.81 |
110 |
33.74 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
68 |
8.36 |
56 |
12.28 |
2 |
6.45 |
10 |
3.07 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
17 |
2.09 |
17 |
3.73 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
15 |
1.85 |
10 |
2.19 |
1 |
3.23 |
4 |
1.23 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
11 |
1.35 |
7 |
1.54 |
1 |
3.23 |
3 |
0.92 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
9 |
1.1100000000000001 |
0 |
0 |
0 |
0 |
9 |
2.76 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
|
June 2021 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
3101 |
100 |
2870 |
92.55 |
32 |
1.03 |
190 |
6.13 |
9 |
0.28999999999999998 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
1483 |
41.55 |
1418 |
49.41 |
12 |
37.5 |
52 |
7.93 |
1 |
9.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas, LLC(NITE) |
829 |
23.23 |
782 |
27.25 |
12 |
37.5 |
29 |
4.42 |
6 |
54.55 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
454 |
12.72 |
442 |
15.4 |
4 |
12.5 |
8 |
1.22 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NYSE Arca(ARCA) |
230 |
6.44 |
0 |
0 |
0 |
0 |
230 |
35.06 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
143 |
4.01 |
0 |
0 |
0 |
0 |
143 |
21.8 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
116 |
3.25 |
0 |
0 |
2 |
6.25 |
114 |
17.38 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
93 |
2.61 |
90 |
3.14 |
0 |
0 |
3 |
0.46 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
84 |
2.35 |
82 |
2.86 |
1 |
3.13 |
1 |
0.15 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
59 |
1.65 |
56 |
1.95 |
1 |
3.13 |
0 |
0 |
2 |
18.18 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
49 |
1.37 |
0 |
0 |
0 |
0 |
49 |
7.47 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
June 2021 |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Total Non-Directed Orders |
Non-Directed Orders as % of All Orders |
Total Market Orders |
Market Orders as % of Non-Directed Orders |
Total Marketable Limit Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Total Non-Marketable Limit Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Total Other Orders |
Other Orders as % of Non-Directed Orders |
75 |
100 |
30 |
40 |
28 |
37.33 |
17 |
22.67 |
0 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders |
Non-Directed Orders(%) |
Market Orders |
Market Orders(%) |
Marketable Limit Orders |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders |
Non-Marketable Limit Orders(%) |
Other Orders |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
41 |
50.62 |
16 |
53.33 |
15 |
51.72 |
10 |
45.45 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Susquehanna Capital Group(SUSQ) |
23 |
28.4 |
10 |
33.33 |
9 |
31.03 |
4 |
18.18 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
7 |
8.64 |
1 |
3.33 |
4 |
13.79 |
2 |
9.09 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Wolverine Execution Services LLC(WEXX) |
6 |
7.41 |
0 |
0 |
1 |
3.45 |
5 |
22.73 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Morgan Stanley & Company LLC(MSCO) |
4 |
4.9400000000000004 |
3 |
10 |
0 |
0 |
1 |
4.55 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
5
1200
1200
3
11
6
False
False