Apache POI
Coates, Laura
2020-04-07T18:31:49Z
2020-02-26T20:54:28Z
2020-10-15T16:58:01Z
16.00
0x010100EF999F2E15487143B27CFA8699E17049
17325
29040
32767
32767
False
False
Equity Services, Inc. - Held NMS Stocks and Options Order Routing Public Report |
Generated on Tue Oct 13 2020 10:58:09 GMT-4 EDT |
3rd Quarter, 2020 |
July 2020 |
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___________________________________________________________________________________________________ |
S&P 500 Stocks |
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Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
86.89 |
1.1200000000000001 |
11.42 |
0.56000000000000005 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
40.06 |
50.00 |
22.22 |
10.46 |
66.67 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
30.21 |
39.22 |
0.00 |
4.58 |
33.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
13.20 |
0.00 |
0.00 |
54.25 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
4.93 |
0.00 |
33.33 |
18.30 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
3.97 |
4.96 |
11.11 |
0.65 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
2.86 |
3.45 |
22.22 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
1.91 |
0.00 |
0.00 |
7.84 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
1.43 |
1.72 |
11.11 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC (UBSS) |
0.79 |
0.65 |
0.00 |
1.31 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX U.S. Equities Exchange (BATS) |
0.64 |
0.00 |
0.00 |
2.61 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Material Aspects: |
|
July 2020 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
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Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
93.74 |
0.51 |
5.3 |
0.44 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
46.92 |
51.09 |
47.06 |
7.42 |
37.04 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
32.39 |
35.70 |
35.29 |
2.47 |
7.41 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
4.33 |
4.74 |
5.88 |
0.71 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
3.29 |
3.61 |
0.00 |
0.35 |
3.70 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
3.13 |
3.46 |
0.00 |
0.35 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
2.90 |
0.00 |
5.88 |
31.10 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
2.44 |
0.00 |
0.00 |
26.50 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
1.73 |
0.00 |
0.00 |
18.73 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
1.24 |
1.39 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NYSE Arca(ARCA) |
0.59 |
0.00 |
5.88 |
6.01 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
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Material Aspects: |
July 2020 |
|
___________________________________________________________________________________________________ |
Option Contracts |
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Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
0 |
5 |
95 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
41.67 |
0.00 |
66.67 |
40.35 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Wolverine Execution Services LLC(WEXX) |
35.00 |
0.00 |
0.00 |
36.84 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
16.67 |
0.00 |
0.00 |
17.54 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citigroup Global Markets, Inc.(KEXP) |
3.33 |
0.00 |
0.00 |
3.51 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Morgan Stanley & Company LLC(MSCO) |
1.67 |
0.00 |
0.00 |
1.75 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Susquehanna Capital Group(SUSQ) |
1.67 |
0.00 |
33.33 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
|
August 2020 |
|
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
83.91 |
2.84 |
12.3 |
0.95 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
43.77 |
53.38 |
61.11 |
12.71 |
71.43 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
25.75 |
31.95 |
27.78 |
7.73 |
14.29 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
9.08 |
0.00 |
0.00 |
37.02 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
7.72 |
0.00 |
0.00 |
31.49 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
5.28 |
6.77 |
5.56 |
1.10 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
2.85 |
3.76 |
5.56 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
2.57 |
3.57 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX U.S. Equities Exchange(BATS) |
1.63 |
0.00 |
0.00 |
6.63 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
0.81 |
0.00 |
0.00 |
3.31 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
0.41 |
0.56 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Material Aspects: |
|
August 2020 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
92.95 |
0.9 |
5.43 |
0.73 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
46.43 |
51.82 |
61.90 |
6.08 |
42.31 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
32.01 |
35.63 |
38.10 |
6.76 |
11.54 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
3.93 |
4.46 |
0.00 |
0.68 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
3.89 |
4.46 |
0.00 |
0.34 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
3.22 |
0.00 |
0.00 |
27.36 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
2.70 |
0.00 |
0.00 |
22.97 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
2.62 |
2.90 |
0.00 |
0.34 |
7.69 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
2.14 |
0.00 |
0.00 |
18.24 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NYSE Arca(ARCA) |
1.75 |
0.00 |
0.00 |
14.86 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
0.75 |
0.74 |
0.00 |
0.68 |
3.85 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
August 2020 |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
15 |
15 |
70 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
30.00 |
66.67 |
33.33 |
21.43 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
25.00 |
0.00 |
0.00 |
35.71 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Wolverine Execution Services LLC(WEXX) |
20.00 |
0.00 |
0.00 |
28.57 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Susquehanna Capital Group(SUSQ) |
15.00 |
33.33 |
66.67 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Morgan Stanley & Company LLC(MSCO) |
10.00 |
0.00 |
0.00 |
14.29 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Material Aspects: |
September |
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
88.17 |
2.8 |
8.52 |
0.51 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
50.42 |
57.59 |
61.90 |
11.85 |
80.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
24.61 |
27.08 |
33.33 |
11.85 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
9.96 |
0.00 |
0.00 |
61.48 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
5.28 |
6.40 |
4.76 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
4.92 |
6.10 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
2.04 |
2.38 |
0.00 |
0.74 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
1.92 |
0.00 |
0.00 |
11.85 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
0.48 |
0.45 |
0.00 |
0.74 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
0.24 |
0.00 |
0.00 |
1.48 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(BLKX) |
0.12 |
0.00 |
0.00 |
0.00 |
20.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
|
September |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
94.67 |
0.52 |
4.51 |
0.3 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
49.98 |
53.50 |
50.00 |
7.69 |
30.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
31.31 |
33.54 |
28.57 |
6.15 |
5.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
5.17 |
5.53 |
7.14 |
1.03 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
4.83 |
5.20 |
0.00 |
1.03 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
2.75 |
0.00 |
7.14 |
37.44 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX US Equities Exchange(EDGX) |
1.90 |
0.00 |
0.00 |
26.15 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
1.60 |
1.63 |
0.00 |
1.54 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
0.89 |
0.00 |
0.00 |
12.31 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
0.60 |
0.61 |
0.00 |
0.00 |
5.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(BLKX) |
0.45 |
0.00 |
0.00 |
0.00 |
60.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
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Material Aspects: |
September |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
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Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
14.29 |
9.52 |
61.9 |
14.29 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
42.55 |
100.00 |
0.00 |
43.59 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Susquehanna Capital Group(SUSQ) |
36.17 |
0.00 |
100.00 |
30.77 |
100.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Wolverine Execution Services LLC(WEXX) |
12.77 |
0.00 |
0.00 |
15.38 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
4.26 |
0.00 |
0.00 |
5.13 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Morgan Stanley & Company LLC(MSCO) |
4.26 |
0.00 |
0.00 |
5.13 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
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Material Aspects: |
5
1200
1200
110
3
214
6
False
False