Apache POI
Coates, Laura
2020-04-07T18:31:49Z
2020-02-26T20:54:28Z
2020-07-24T13:53:09Z
16.00
0x010100EF999F2E15487143B27CFA8699E17049
17325
29040
32767
32767
False
False
Equity Services, Inc. - Held NMS Stocks and Options Order Routing Public Report |
Generated on Thu Apr 30 2020 01:17:42 GMT-4 EDT |
2nd Quarter, 2020 |
April 2020 |
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___________________________________________________________________________________________________ |
S&P 500 Stocks |
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Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
84.28 |
1.51 |
12.69 |
1.51 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
67.96 |
72.83 |
69.23 |
42.21 |
100.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Interactive Brokers LLC(IBKR) |
13.81 |
13.24 |
30.77 |
16.23 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
The Chicago Board Options Stock Exchange(CBOE) |
11.49 |
12.28 |
0.00 |
9.74 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
4.97 |
0.00 |
0.00 |
29.22 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
0.55 |
0.69 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
0.33 |
0.28 |
0.00 |
0.65 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
0.33 |
0.41 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX US Equities Exchange(ZBAT) |
0.33 |
0.00 |
0.00 |
1.95 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
0.11 |
0.14 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(SSBS) |
0.11 |
0.14 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
Material Aspects: |
|
April 2020 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
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Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
91.94 |
0.79 |
6.7 |
0.57999999999999996 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
64.13 |
66.85 |
60.00 |
38.27 |
85.71 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Interactive Brokers LLC(IBKR) |
18.71 |
19.60 |
15.00 |
11.93 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
The Chicago Board Options Stock Exchange(CBOE) |
11.31 |
11.54 |
15.00 |
8.64 |
14.29 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
2.27 |
0.00 |
0.00 |
23.46 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX US Equities Exchange(ZBAT) |
1.04 |
0.00 |
0.00 |
10.70 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
0.56 |
0.45 |
0.00 |
1.65 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(SSBS) |
0.56 |
0.54 |
5.00 |
0.41 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
0.44 |
0.49 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NYSE Arca(ARCA) |
0.40 |
0.00 |
0.00 |
4.12 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
0.32 |
0.27 |
5.00 |
0.41 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
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Material Aspects: |
April 2020 |
|
___________________________________________________________________________________________________ |
Option Contracts |
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|
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|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
6.45 |
8.06 |
85.48 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
54.84 |
50.00 |
60.00 |
54.72 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Interactive Brokers LLC(IBKR) |
17.74 |
0.00 |
20.00 |
18.87 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
12.90 |
25.00 |
20.00 |
11.32 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe Options Exchange(CBOE) |
9.68 |
25.00 |
0.00 |
9.43 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citigroup Global Markets, Inc.(KEXP) |
4.84 |
0.00 |
0.00 |
5.66 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
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|
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|
|
|
|
|
|
|
Material Aspects: |
|
May 2020 |
|
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
83.95 |
0.77 |
14.66 |
0.62 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
93.39 |
99.27 |
100.00 |
67.46 |
100.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
5.58 |
0.00 |
0.00 |
30.16 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX US Equities Exchange(ZBAT) |
0.44 |
0.00 |
0.00 |
2.38 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
The Chicago Board Options Stock Exchange(CBOE) |
0.29 |
0.37 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(SSBS) |
0.29 |
0.37 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Material Aspects: |
|
May 2020 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
90.37 |
0.84 |
8.26 |
0.53 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
94.50 |
98.31 |
84.21 |
66.18 |
100.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
3.28 |
0.00 |
5.26 |
28.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(SSBS) |
1.18 |
1.35 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX US Equities Exchange(ZBAT) |
0.63 |
0.00 |
0.00 |
5.45 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
The Chicago Board Options Stock Exchange(CBOE) |
0.42 |
0.34 |
10.53 |
0.36 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
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|
Material Aspects: |
May 2020 |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
20 |
10 |
70 |
0.00 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
90.00 |
50.00 |
100.00 |
100.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
DASH FINANCIAL TECHNOLOGIES LLC(DASH) |
10.00 |
50.00 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Material Aspects: |
June 2020 |
___________________________________________________________________________________________________ |
S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
88.13 |
1.26 |
9.17 |
1.44 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Citadel Securities LLC(CDRG) |
54.49 |
58.73 |
65.22 |
24.53 |
54.17 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
VIRTU Americas LLC(NITE) |
18.67 |
20.01 |
13.04 |
8.49 |
33.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
G1 Execution Services, LLC(ETMM) |
8.51 |
9.28 |
0.00 |
5.19 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
UBS Securities, LLC(UBSS) |
5.70 |
6.44 |
4.35 |
0.94 |
4.17 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
4.82 |
0.00 |
0.00 |
38.68 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Two Sigma Securities, LLC(SOHO) |
3.35 |
3.74 |
0.00 |
0.47 |
8.33 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
New York Stock Exchange(NYSE) |
1.76 |
0.00 |
13.04 |
12.74 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
JANE STREET CAPITAL, LLC(JNST) |
1.47 |
1.66 |
4.35 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe EDGX U.S. Equities Exchange(EDGX) |
0.94 |
0.00 |
0.00 |
7.55 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX U.S. Equities Exchange(ZBAT) |
0.18 |
0.00 |
0.00 |
1.42 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
|
June 2020 |
|
___________________________________________________________________________________________________ |
Non S&P 500 Stocks |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
93.33 |
0.71 |
5.18 |
0.78 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
The Chicago Board Options Stock Exchange(CBOE) |
72.94 |
74.37 |
76.19 |
53.30 |
80.95 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citadel Securities LLC(CDRG) |
21.45 |
22.28 |
19.05 |
11.17 |
19.05 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
NASDAQ Execution Services, LLC(NSDQ) |
2.02 |
0.00 |
4.76 |
27.92 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Instinet BlockCross(SSBS) |
1.33 |
1.46 |
0.00 |
0.00 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
National Financial Services LLC(NFSC) |
1.30 |
1.34 |
0.00 |
1.02 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citigroup Global Markets, Inc.(KEXP) |
0.58 |
0.55 |
0.00 |
1.02 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Cboe BZX US Equities Exchange(ZBAT) |
0.40 |
0.00 |
0.00 |
5.58 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
June 2020 |
|
___________________________________________________________________________________________________ |
Option Contracts |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Summary |
Non-Directed Orders as % of All Orders |
Market Orders as % of Non-Directed Orders |
Marketable Limit Orders as % of Non-Directed Orders |
Non-Marketable Limit Orders as % of Non-Directed Orders |
Other Orders as % of Non-Directed Orders |
100.00 |
5.36 |
3.57 |
91.07 |
0 |
Venues |
Venue - Non-directed Order Flow |
Non-Directed Orders(%) |
Market Orders(%) |
Marketable Limit Orders(%) |
Non-Marketable Limit Orders(%) |
Other Orders(%) |
Net Payment Paid/Received for Market Orders(USD) |
Net Payment Paid/Received for Market Orders(cents per hundred shares) |
Net Payment Paid/Received for Marketable Limit Orders(USD) |
Net Payment Paid/Received for Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Non-Marketable Limit Orders(USD) |
Net Payment Paid/Received for Non-Marketable Limit Orders(cents per hundred shares) |
Net Payment Paid/Received for Other Orders(USD) |
Net Payment Paid/Received for Other Orders(cents per hundred shares) |
Cboe Options Exchange(CBOE) |
55.36 |
100.00 |
50.00 |
52.94 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citadel Securities LLC(CDRG) |
21.43 |
0.00 |
50.00 |
21.57 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Dash Financial Technologies LLC(DASH) |
14.29 |
0.00 |
0.00 |
15.69 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
Citigroup Global Markets, Inc.(KEXP) |
8.93 |
0.00 |
0.00 |
9.80 |
0.00 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Material Aspects: |
5
1200
1200
110
3
180
R181
False
False